Best Investors Account Sign in

Heather Claire Berscheit

Wells Fargo Clearing Services, LLC

Wayzata, MN

Bloomington, MN

CRD 2964113

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-01-01
  • MN RA
    APPROVED
    Since 2025-01-01

Branch Locations

950 E Wayzata Blvd, 2Nd Fl [Support Center], Wayzata, MN 55391 • United States

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc Minneapolis MN 11/2009 11/2024
Wells Fargo Bank, N. A. Minneapolis MN 11/2009 11/2024
Wells Fargo Clearing Services, Llc Wayzata MN 11/2024 Present
  • 11/2009 → 11/2024
    Wells Fargo Securities, Llc
    Minneapolis, MN
  • 11/2009 → 11/2024
    Wells Fargo Bank, N. A.
    Minneapolis, MN
  • 11/2024 → Present
    Wells Fargo Clearing Services, Llc
    Wayzata, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-30
S63 Uniform Securities Agent State Law Examination 1998-05-21
  • S66 Uniform Combined State Law Examination
    2024-12-30
  • S63 Uniform Securities Agent State Law Examination
    1998-05-21
Other Names
  • Heather Claire Frame
  • Heather Claire Frame

View on SEC IAPD

More in Wayzata, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor