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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-10-24
  • NJ RA
    APPROVED
    Since 2005-10-24

Branch Locations

170 Kinnelon Suite 30A, Kinnelon, NJ 07405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bruno Calotta & Associate Llp Fairfield NJ 01/1997 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2005 Present
  • 01/1997 → Present
    Bruno Calotta & Associate Llp
    Fairfield, NJ
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-07-02 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
Other Businesses

1) BRUNO CALLOTTA & ASSOC; ACCOUNTING & TAX PRACTICE, TAX PREPARATION, CPA; PARTNER WITH GREGORY CALOTTA SINCE 12/1/1985; 50HRS/WK 2) 1)FAIRFIELD EXECUTIVE CENTER, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, OFFICE BUILDING, STARTED 03/2002, PARTNER LESS THAN ONE PER WEEK, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FAMILY OWNED PARTNERSHIP OF OFFICE BUILDING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1997-11-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1997-11-18
Other Names
  • Robert James Bruno

View on SEC IAPD

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