Bradford Mcmurray Walker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 01/2025
  Wayne Hummer Investments
  Northfield, IL
• 01/2025 → Present
  Lpl Financial Llc
  Northfield, IL

Previous Registrations

• 2005-10-03 → 2025-01-23
  Wintrust Investments Llc
  Northfield, IL
  Chicago, IL
• 2005-10-03 → 2006-12-31
  Great Lakes Advisors, Llc
  Chicago, IL
• 2005-07-06 → 2005-10-04
  Chase Investment Services Corp.
  Chicago, IL
• 2003-05-19 → 2005-07-06
  Banc One Securities Corporation
  Wilmette, IL
• 2002-11-12 → 2003-05-15
  Wells Fargo Clearing Services, Llc
  Deerfield, IL

Other Businesses

1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/11/2024- 175 hours per month/ 135 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-12
• S63 Uniform Securities Agent State Law Examination
  1998-01-14

Designations

• Certified Financial Planner

Other Names

• Brad Walker