Brendan Michael Begley

Current Employers

Employment History

• 06/1986 → Present
  Begley & Associates, Llc
  Enfield, CT
• 10/1997 → 02/2025
  Avantax Investment Services, Inc.
  Enfield, CT
• 08/2016 → 12/2018
  Director First National Bank Of Suffield
  Suffeild, CT
• 01/2018 → 02/2025
  Avantax Insurance Agency, Llc
  Enfield, CT
• 04/1999 → 02/2025
  Avantax Advisory Services, Llc
  Enfield, CT
• 02/1999 → 02/2025
  Innovest Financial Services, Inc,
  Enfield, CT
• 02/2025 → Present
  Lpl Financial Llc
  Enfield, CT
• 04/2026 → Present
  Northeast Planning Associates, Inc.
  Enfield, CT
• 02/2025 → Present
  Ab Wealth Advisors, Llc
  Enfield, CT

Previous Registrations

• 1999-04-07 → 2025-02-06
  Avantax Advisory Services
  Enfield, CT

Other Businesses

1 - 02/2025 - Begley & Associates, LLC - Tax Prep/Accounting/CPA - Inv Related - 80 Hours/Month - 20 Hours During Trading - CT 06082 - OBA Start Date: 10/01/2010. 2 - 02/2025 - Oliver Road Associates, LLC - Real Estate Rental - Inv Related - 2 Hours/Month - CT 06082 - OBA Start Date: 01/01/2001. 3 - 02/2025 - THE ARTHUR G. RUSSELL COMPANY INCORPORATED - For-Profit Board Member - Not Inv Related - CT 06002 - OBA Start Date: 01/01/2021. 4 - 02/2025 - AB Wealth Advisors, LLC. - DBA for LPL Business (entity for LPL business) - Inv Related - 80 Hours/Month - 20 Hours During Trading - At reported business location(s). 5 - 02/2025 - Fox Hollow Gun Club, Inc. - For-Profit Board Member - Not Inv Related - 3 Hours/Month - At reported business location(s). 6 - 03/26/2025 - Dawn Chambers - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:03/10/2025 - 2 Hrs/Mth - 2 Hrs During Trading. 7- 06/02/2026 - Northeast Planning Associates Inc. - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 05/26/2026 - 5 hours per month/ 1 hour during trading - I provide financial planning and consulting services through Northeast Planning Associates, Inc., an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-11
• S63 Uniform Securities Agent State Law Examination
  1998-10-16

Other Names

• Brendan Michael Begley