Timothy Craig Merchant

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 05/2018
  Massmutual Life Insurance
  Overland Park, KS
• 11/2012 → 05/2018
  Mml Investors Services, Llc
  Overland Park, KS
• 05/2018 → 05/2023
  Securities America, Inc.
  Overland Park, KS
• 05/2018 → 05/2023
  Securities America Advisors
  Overland Park, KS
• 05/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-05-21 → 2023-05-18
  Securities America Advisors, Inc.
  Overland Park, KS
• 2013-04-19 → 2018-05-23
  Mml Investors Services, Llc
  Overland Park, KS
• 2006-11-13 → 2008-08-20
  Coordinated Capital Securities, Inc.
  Fort Atkinson, WI
  Overland Park, KS
  Belton, MO
• 2003-02-07 → 2006-11-13
  Vsr Financial Services, Inc.
  Overland Pk, KS
  Overland Park, KS
  Overland Park, KS
• 2001-11-26 → 2003-02-07
  The Masters, Inc.
  Overland Pk, KS

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 05/09/2023 2) TIM MERCHANT, 8700 INDIAN CREEK PKWY, STE 345, OVERLAND PARK KS 66210-1512, United States, 05/09/2023, Agent, Retail Sales/Distribution, NIR, 50 HR/MO - 40 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-02
• S66 Uniform Combined State Law Examination
  2001-05-07
• S63 Uniform Securities Agent State Law Examination
  1997-10-20

Other Names

• Tim Merchant