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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-09-12
TX RA APPROVED 2012-09-04
  • MI RA
    APPROVED
    Since 2012-09-12
  • TX RA
    APPROVED
    Since 2012-09-04

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Royal Oak, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Troy MI 09/2012 Present
Previous Registrations
Other Businesses

837 LLC / United States / 837 Princeton / Berkley / Michigan / United States / 48072 / / No / Sole Proprietorship / / Real Estate / / Rental / Active / Proprietor / owner / / landlord / 0 / No / No / No / No / Start Date 12/01/2017 / / No / / No / / Yes / Yes / 100 / / Yes / Berkley, USA / No / / No / / potential cash flow / No / Various / United States / Various Dance Competitions / ballroom dance competitions / No Other / dance competition participant / compete / No / Start Date 11/7/2019

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-05
S65 Uniform Investment Adviser Law Examination 1997-12-05
  • S63 Uniform Securities Agent State Law Examination
    1997-12-05
  • S65 Uniform Investment Adviser Law Examination
    1997-12-05

View on SEC IAPD

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