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Scott Michael Capace

Open Source Investments, LLC

Mandeville, LA

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Current Employers
Open Source Investments, Llc

Mandeville, LA • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2018-07-05
LA RA APPROVED 2017-03-05
  • MS RA
    APPROVED
    Since 2018-07-05
  • LA RA
    APPROVED
    Since 2017-03-05

Branch Locations

Mandeville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 01/2017
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2016 01/2017
  • 07/2015 → 01/2017
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 01/2017
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
Previous Registrations
  • 2016-11-30 → 2017-03-13
    Edelman Financial Engines
    Sunnyvale, CA
  • 2015-07-27 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Mandeville, LA
    Overland Park, KS
  • 2011-11-02 → 2015-09-03
    The Mutual Fund Store
    Overland Park, KS
    Mandeville, LA
  • 2006-06-01 → 2011-11-02
    The Mutual Fund Store
    Metairie, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-09
S63 Uniform Securities Agent State Law Examination 1998-11-04
  • S65 Uniform Investment Adviser Law Examination
    2004-09-09
  • S63 Uniform Securities Agent State Law Examination
    1998-11-04

View on SEC IAPD

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