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John Robert Ferguson

Sky Ridge Wealth Management LLC

Castle Pines, CO

Mt. Crested Butte, CO

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Current Employers
Sky Ridge Wealth Management Llc

Castle Pines, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-07-01
  • CO RA
    APPROVED
    Since 2020-07-01

Branch Locations

Castle Pines, CO • United States

Mt. Crested Butte, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 09/1997 01/2017
Charles Schwab Bank Lone Tree CO 02/2005 01/2017
The Western Wealth Group, Inc. Greenwood Village CO 03/2017 04/2020
Sky Ridge Wealth Management Llc Centennial CO 06/2020 Present
Unemployed Mt Crested Butte CO 04/2020 05/2020
Unemployed Mt Crested Butte CO 02/2017 02/2017
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-26
  • S63 Uniform Securities Agent State Law Examination
    1998-01-26

View on SEC IAPD

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