John Robert Ferguson

Employer firm

Sky Ridge Wealth Management LLC CRD 285137

$33.3M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Sky Ridge Wealth Management Llc

Castle Pines, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2020-07-01

CO RA
APPROVED

Since 2020-07-01

Branch Locations

Castle Pines, CO • United States

Mt. Crested Butte, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	09/1997	01/2017
Charles Schwab Bank	Lone Tree	CO	02/2005	01/2017
The Western Wealth Group, Inc.	Greenwood Village	CO	03/2017	04/2020
Sky Ridge Wealth Management Llc	Centennial	CO	06/2020	Present
Unemployed	Mt Crested Butte	CO	04/2020	05/2020
Unemployed	Mt Crested Butte	CO	02/2017	02/2017

09/1997 → 01/2017

Charles Schwab & Co., Inc.

Lone Tree, CO
02/2005 → 01/2017

Charles Schwab Bank

Lone Tree, CO
03/2017 → 04/2020

The Western Wealth Group, Inc.

Greenwood Village, CO
06/2020 → Present

Sky Ridge Wealth Management Llc

Centennial, CO
04/2020 → 05/2020

Unemployed

Mt Crested Butte, CO
02/2017 → 02/2017

Unemployed

Mt Crested Butte, CO

Previous Registrations

2017-03-06 → 2020-04-10

The Western Wealth Group, Inc.

Greenwood Village, CO
1999-01-01 → 2017-01-13

Charles Schwab & Co., Inc.

Englewood, CO

Englewood, CO

Englewood, CO

Englewood, CO

Lone Tree, CO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-01-26

S63 Uniform Securities Agent State Law Examination

1998-01-26

View on SEC IAPD