Michael Lee Westra

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-04
CO	RA	APPROVED	2005-02-22

TX RA
APPROVED_RES

Since 2019-01-04
CO RA
APPROVED

Since 2005-02-22

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Parker, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Parker	CO	09/1997	Present
Charles Schwab Bank, Ssb	Parker	CO	02/2005	Present
Cutting Edge Landscape Llc	Parker	CO	12/2017	Present

09/1997 → Present

Charles Schwab & Co., Inc.

Parker, CO
02/2005 → Present

Charles Schwab Bank, Ssb

Parker, CO
12/2017 → Present

Cutting Edge Landscape Llc

Parker, CO

Other Businesses

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-18
S63	Uniform Securities Agent State Law Examination	1998-03-14

S66 Uniform Combined State Law Examination

2005-02-18
S63 Uniform Securities Agent State Law Examination

1998-03-14

Designations

Certified Financial Planner

Other Names

Mike Westra

View on SEC IAPD