Michael Tarpy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 12/2014 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*2600264, Entity Type: Entity Charitable, Name of OBA: St Ignatius Chicago Rowing, Address: Chicago, Illinois, 60608, Investment Related: N, Position, Title, Association: Board Member, Officer, Employee State Date: 07/14/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Parent Sponsored Club Program for Rowing at St Ignatius Chicago. Facilitate and support the rowing program to student athletes. I*2238261 Entity Type: N/A Name of OBA:TLB 2024 Access Trust Address:Chicago Illinois Investment Related:No Position, Title, Association:Successor Trustee Start Date:03/21/2025 No Hours: 2 Yearly No Hours during trading:0 Yearly Duties:Successor Trustee for Close family friend

Exams

• S66 Uniform Combined State Law Examination
  2014-12-22
• S63 Uniform Securities Agent State Law Examination
  1997-12-19

Other Names

• Michael Maurice Tarpy