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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-02-20 |
Branch Locations
2359 Livernois Road Suite 300, Troy, MI 48083 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Troy | MI | 07/1998 | 02/2025 |
| (Dba) Oxford Capital | Troy | MI | 09/1997 | Present |
| Cetera Wealth Services, Llc | Troy | MI | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) OXFORD CAPITAL; Investment Related; 2359 Livernois Rd, Ste 300, Troy, MI 48083; Agent; Start Date 09/1997; 2 hours per month; Life insurance and fixed annuities. >> FIRST HERITAGE INSURANCE; Non-Investment Related; 2359 Livernois Rd, Ste 300, Troy, MI 48083; Agent; Start Date 03/2007; 20 hours per month; P&C, health, and dental insurance. >> SOLUNPROPERTIES LLC; Non-Investment Related; 2359 Livernois Rd, Ste 300, Troy, MI 48083; Landlord; Start Date 06/2014; 2 hours per month; I own the building that my office is located in; There are two tenants in the building. >> UNIGLOBE TRADE INC; Non-Investment Related; Residence Address; Other; President; Start Date 09/1992; No hours per month; This company is dormant; I just maintain the name. >> OXFORD CAPITAL MANAGEMENT INC; Investment Related; 2359 Livernois Rd, Ste 300, Troy, MI 48083; Accounting; President; Start Date 01/2000; 8 hours per month; Income tax, bookkeeping, and payroll preparation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-20 |
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