Dorothy Margaret Clyne

Current Employers

Employment History

• 05/2010 → Present
  Jpmorgan Securities Inc
  New Orleans, LA
• 04/2010 → Present
  Jpmorgan Chase Bank Na
  New Orleans, LA

Previous Registrations

• 2007-03-28 → 2010-04-20
  Morgan Keegan & Company, Llc
  New Orleans, LA
  Memphis, TN
• 2003-12-19 → 2007-03-15
  Amsouth Investment Management Company Llc
  New Orleans, LA

Other Businesses

Entity Name: Cotton Mill Condominium Association Investment related: No Address: Cotton Mill Condominium Association New Orleans, LA 70130 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is the Condo assn of which I am an owner. I have been elected to the board and will serve as treasurer. There is no connection to JPM. We have no investable assets, only bank deposit accounts. Entity Name: TD, Inc. Investment related: Yes Address: 502 Abbeville, LA Nature of the other business: TD, Inc. is an entity established to serve as the general partner of the Abbeville Family Partnership. I am the beneficiary of a trust and am trustee for 5 trusts that hold limited partnership interests of the Abbeville Family Partnership. Position/Title/Relationship: Director; Board Member Start Date: 30-Apr-2014 Approximate # of hours a month: 1-2 hours annually Approximate # of hours during securities trading hours: 1-2 hours annually Briefly describe your duties: My responsibilities include attending quarterly board meetings during which disbursements from the partnership are voted upon. Entity Name: The Charles Foundation Investment related: No Address: 11608 Abbeville, LA Nature of the other business: The Charles Foundation is a private foundation established by Charles Godchaux to hold a portion of his assets for charity during his lifetime and afterwards. Mission The Mission of the Charles Foundation is to encourage the descendants of the Charles Ragland Godchaux Family to identify, promote, and fund charitable organizations that are able to create consistent, meaningful and desired outcomes in the focused areas of education, religion, conservation, healthcare, and youth activities as set forth in the guidelines presented by Charles Godchaux. It is the goal of the Charles Foundation to encourage the descendants to be involved in their communities and to make them better places. Vision It is the Vision of the Charles Foundation to continue the charitable legacy of Charles R. Godchaux by improving the world we live in through support of causes that promote education, religion, conservation, healthcare, and youth activities. ! Position/Title/Relationship: Director Start Date: 01-Nov-2017 Approximate # of hours a month: About 8 hours annually Approximate # of hours during securities trading hours: 4 annually Briefly describe your duties: I will serve as a director; No

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-18
• S63 Uniform Securities Agent State Law Examination
  2010-07-01

Other Names

• Dorothy M Clyne