Richard Edward Austin

Current Employers

Employment History

• 04/1999 → 04/2018
  Lincoln Financial Advisors Corporation
  Tarrytown, NY
• 04/2018 → Present
  Lpl Financial, Llc
  Waltham, MA
• 05/2019 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Other Businesses

1. 5/9/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 5/2/2018 - 4 Hours Per Month/1 Hour During Securities Trading - Time Spent 10% - SALE OF FIXED LIFE INSURANCE, FIXED AND, LIFE SETTLEMENTS, AND ACCIDENT/HEALTH, DISABILITY, GROUP INSURANCE, FIXED ANNUITIES. 2. 5/9/2018 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/2/2018 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 5/9/2018 - No Business Name - Investment Related - Home Based - Notary - Started 5/2/2018 - 1 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%. 4. 5/29/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/01/2019 - 160 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 05/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/4/2019 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2019 - 160 Hours Per Month/40 Hours During Securities Trading. 6. 8/14/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Business Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 08/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 2/9/2021 - (Hybrid) Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Business Owners Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/01/2021 - 10 Hours Per Month During Securities Trading. 8. 3/26/2021 - Integrated Business Alliance - Investment Related - At Reported Business Location(s) - Other-Referral Arrangement - Member - Start Date: 1/1/2021. 9. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 10. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-10
• S63 Uniform Securities Agent State Law Examination
  1998-04-20