Jessica L Roach

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Buffalo, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Williamsville, NY
• 2006-09-12 → 2007-04-02
  Morgan Stanley Dw Inc.
  Williamsville, NY
  Williamsvlle, NY

Other Businesses

*482594 - The Center for Hope, WNY; Investment related - No; Buffalo, New York; Non-Profit; Board Member, Finance Committee(proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 4; Business Development/Growth, Check Signing/Funds Disbursements, Accounting/Bookkeeping

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-22
• S63 Uniform Securities Agent State Law Examination
  1997-12-29

Other Names

• Jessica Lynn Smith