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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-05-14
TX RA APPROVED_RES 2026-05-08
  • WI RA
    APPROVED
    Since 2026-05-14
  • TX RA
    APPROVED_RES
    Since 2026-05-08

Branch Locations

1200 John Q Hammons Dr; Suite 501, Madison, WI 53717 • United States

Madison , WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Madison WI 03/2013 11/2016
Wells Fargo Clearing Services, Llc Madison WI 11/2016 05/2026
Wells Fargo Advisors Financial Network, Llc Madison WI 05/2026 Present
Previous Registrations
  • 2013-03-15 → 2026-05-07
    Madison, WI
    Madison, WI
  • 2009-06-01 → 2013-04-05
    Madison, WI
    Middleton, WI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Madison, WI
  • 2007-01-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Madison, WI
    Madison, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-11-25
S65 Uniform Investment Adviser Law Examination 1997-11-25
  • S63 Uniform Securities Agent State Law Examination
    1997-11-25
  • S65 Uniform Investment Adviser Law Examination
    1997-11-25
Designations

View on SEC IAPD

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