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Christopher M Holway

Voya Financial Advisors, Inc.

Tampa, FL

Tampa, FL

CRD 2961697

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-13
TX RA APPROVED_RES 2020-02-12
FL RA APPROVED 2015-09-28
  • NY RA
    APPROVED
    Since 2022-10-13
  • TX RA
    APPROVED_RES
    Since 2020-02-12
  • FL RA
    APPROVED
    Since 2015-09-28

Branch Locations

Tampa, FL • United States

5310 Cypress Center Dr Suite 125, Tampa, FL 33609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Tampa FL 09/2015 Present
Previous Registrations
  • 2013-05-30 → 2015-09-18
    Belleair Bluffs, FL
    Decatur, IL
  • 2009-11-17 → 2013-09-26
    Belleair Asset Management, Inc
    Belleair Bluffs, FL
  • 2009-06-01 → 2009-11-13
    Tampa, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Tampa, FL
  • 2004-07-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Tampa, FL
    Tampa, FL
  • 2003-11-10 → 2004-07-27
    Ameriprise Advisor Services, Inc.
    Tampa, FL
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4706 W BAY VIEW AVE; TAMPA; FL; 33611; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/22/2015; 2; 2; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Chris & Amy Holway; No; 65-18 Kiwi Lane; Sapphire; NC; 28774; Vacation rental; Owner; 6/1/2021; 3; 0; Manage and maintain rental property.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-27
S63 Uniform Securities Agent State Law Examination 1998-10-30
  • S65 Uniform Investment Adviser Law Examination
    2003-10-27
  • S63 Uniform Securities Agent State Law Examination
    1998-10-30
Other Names
  • Chris Holway
  • Chris Michael Holway
  • Christopher Michael Holway

View on SEC IAPD

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