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Stephen Anthony Weber

Ubs Financial Services Inc.

Wayzata, MN

Minneapolis, MN

St. Paul, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
TX RA APPROVED_RES 2004-10-20
  • MN RA
    APPROVED
    Since 2013-12-09
  • TX RA
    APPROVED_RES
    Since 2004-10-20

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States

St. Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Minnetonka MN 08/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-12
S63 Uniform Securities Agent State Law Examination 1997-10-16
  • S65 Uniform Investment Adviser Law Examination
    1998-01-12
  • S63 Uniform Securities Agent State Law Examination
    1997-10-16
Other Names
  • Steve Weber

View on SEC IAPD

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