Feriba Monis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 05/2017
  Western International Securities, Inc.
  Pasadena, CA
• 10/2019 → 09/2021
  Us Census Bureau
  Los Angeles, CA
• 05/2017 → 10/2019
  Hilltop Securities
  Encino, CA
• 02/2016 → 05/2017
  Western International
  Westlake, CA
• 06/2021 → 11/2022
  Farmers Financial Solutions Llc
  Westlake Village, CA
• 11/2022 → 05/2023
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
• 05/2023 → 04/2024
  Unemployed
  West Hills, CA
• 04/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodland Hills, CA
• 05/2024 → Present
  Bank Of America N.A.
  Woodland Hills, CA

Previous Registrations

• 2022-12-02 → 2023-05-09
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
• 2017-05-17 → 2019-11-05
  Hilltop Securities Inc.
  Sherman Oaks, CA
  Dallas, TX

Other Businesses

I*1826352 Entity For-profit Name of OBA: Mickys inc Address: Reseda,California, 91335 Investment Related:N Position, Title, Association:General Partner/Managing Member Employee Start Date:08-May-2023 No Hours:0 No Hours during trading:0 Duties: This is my husbands mechanic shop. I am named signer just incase if can can't run the business or something happens to him.

Exams

• S66 Uniform Combined State Law Examination
  2024-10-11
• S63 Uniform Securities Agent State Law Examination
  1997-12-09