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Gil Tobias

Wells Fargo Clearing Services, LLC

Westlake Village, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
CA RA APPROVED 2022-06-03
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • CA RA
    APPROVED
    Since 2022-06-03

Branch Locations

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Pasadena CA 03/2014 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 08/2018
Lpl Financial Llc Thousand Oaks CA 09/2018 05/2022
Wells Fargo Clearing Services, Llc Pasadena CA 05/2022 Present
Previous Registrations
  • 2018-09-19 → 2022-05-27
    Lpl Financial Llc
    Thousand Oaks, CA
    San Diego, CA
    Thousand Oaks, CA
  • 2014-03-13 → 2018-09-18
    Wells Fargo Clearing Services, Llc
    Pasadena, CA
    Westlake Village, CA
  • 2009-06-01 → 2013-10-23
    Morgan Stanley
    Woodland Hills, CA
  • 2008-08-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    Woodland Hills, CA
  • 2003-07-01 → 2008-09-02
    Wells Fargo Clearing Services, Llc
    Woodland Hills, VA
    Woodland Hills, CA
  • 2000-01-10 → 2003-07-01
    Prudential Equity Group, Llc
    Westlake Village, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-28
S63 Uniform Securities Agent State Law Examination 1997-12-02
  • S65 Uniform Investment Adviser Law Examination
    2000-11-28
  • S63 Uniform Securities Agent State Law Examination
    1997-12-02

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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