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Susan Jean Frybarger

LPl Financial LLC

Shreveport, LA

CRD 2960985

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-07-21
  • LA RA
    APPROVED
    Since 2021-07-21

Branch Locations

Shreveport, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Shreveport LA 04/2011 07/2021
Various Insurance Carriers For W&R Insurance Agencies Shreveport LA 04/2011 07/2021
Mary Kay Cosmetics Shreveport LA 04/2011 10/2017
Lpl Financial Llc Shreveport LA 07/2021 Present
  • 04/2011 → 07/2021
    Waddell & Reed, Inc.
    Shreveport, LA
  • 04/2011 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Shreveport, LA
  • 04/2011 → 10/2017
    Mary Kay Cosmetics
    Shreveport, LA
  • 07/2021 → Present
    Shreveport, LA
Previous Registrations
  • 2011-05-06 → 2021-07-21
    Waddell & Reed
    Webster, TX
    Edmond, OK
    Shreveport, LA
    Edmond, OK
  • 2007-01-16 → 2011-02-25
    Bossier City, LA
Other Businesses

1) 7/21/2021- Frybarger investment Services, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Shreveport LA 2) 7/21/2021- SUSAN FRYBARGER- Non-Variable Insurance- Agent- inv. related- Shreveport LA- 40hrs/mth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-08-30
  • S63 Uniform Securities Agent State Law Examination
    2005-08-30
Other Names
  • Susan Frybarger Riley
  • Susan Frybarger

View on SEC IAPD

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