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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-07-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Shreveport | LA | 04/2011 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Shreveport | LA | 04/2011 | 07/2021 |
| Mary Kay Cosmetics | Shreveport | LA | 04/2011 | 10/2017 |
| Lpl Financial Llc | Shreveport | LA | 07/2021 | Present |
1) 7/21/2021- Frybarger investment Services, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Shreveport LA 2) 7/21/2021- SUSAN FRYBARGER- Non-Variable Insurance- Agent- inv. related- Shreveport LA- 40hrs/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-08-30 |
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