David Vincent Berretta

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12
TX	RA	APPROVED_RES	2016-06-10
FL	RA	APPROVED	2016-04-21

NY RA
APPROVED

Since 2021-04-12
TX RA
APPROVED_RES

Since 2016-06-10
FL RA
APPROVED

Since 2016-04-21

Branch Locations

2 N. Tamiami Trail Suite 608, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Hauppauge	NY	04/2016	10/2025
Janney Montgomery Scott Llc	Sarasota	FL	10/2025	Present

04/2016 → 10/2025

Janney Montgomery Scott Llc

Hauppauge, NY
10/2025 → Present

Janney Montgomery Scott Llc

Sarasota, FL

Previous Registrations

2004-10-29 → 2016-04-21

Bny Mellon Securities Corporation

New York, NY

Uniondale, NY

Other Businesses

David Berretta LLC, Venice FL. Landlord/Owner for vacation property (12/2025). Investment related, not compensated, 3 hours/month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-25

S66 Uniform Combined State Law Examination

2004-10-25

Other Names

David V Berretta

View on SEC IAPD

Current Employers

Janney Montgomery Scott Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews