April Perrine Halloran

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-08-06
TX	RA	APPROVED_RES	2014-11-19
NJ	RA	APPROVED	2014-02-06
CT	RA	APPROVED	2004-11-01

PA RA
APPROVED

Since 2024-08-06
TX RA
APPROVED_RES

Since 2014-11-19
NJ RA
APPROVED

Since 2014-02-06
CT RA
APPROVED

Since 2004-11-01

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

1700 W Park Dr Retirement & Personal Wealth Solutions, Westborough, MA 01581 • United States

Morrisville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	03/2004	Present

03/2004 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: MORRISVILLE PRESBYTERIAN CHURCH 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 771 N PENNSYLVANIA AVENUE, MORRISVILLE, PENNSYLVANIA 19067 5.NATURE OF BUSINESS: CHARITABLE ORGANIZATION, 7.POSITION, TITLE, ASSOCIATION: TRUSTEE, 8.START DATE OF RELATIONSHIP: 7/15/2013 9.NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: BOARD OF TRUSTEES. RESPONSIBLE FOR OVERSIGHT OF BUILDING AND GROUNDS. ELECTED (BY THE CONGREGATION) BOARD SEAT. ALL DECISIONS ARE BASED ON BOARD MAJORITY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-29
S63	Uniform Securities Agent State Law Examination	1998-04-03

S66 Uniform Combined State Law Examination

2004-10-29
S63 Uniform Securities Agent State Law Examination

1998-04-03

Other Names

April Dawn Perrine
April-Dawn Perrine Halloran

View on SEC IAPD