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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-31 |
| FL | RA | APPROVED | 2019-05-20 |
Branch Locations
3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States
Palm Bch Gdns, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calc Tech Support Services Inc. | Palm Beach Gardens | FL | 08/2007 | 05/2019 |
| Wells Fargo Securities, Llc (19616) | Morristown | NJ | 05/2009 | 05/2019 |
| Wells Fargo Advisors Llc | Palm Beach Gardens | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Palm Beach Gardens | FL | 11/2016 | 05/2019 |
| Ameriprise Financial Services, Inc | Palm Beach Gardens | FL | 05/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Palm Beach Gardens | FL | 03/2020 | Present |
Real Estate Ownership; Single Family; 916 Sandtree Dr, , Palm Beach Gardens, FL, 33403; Not Investment-Related; 05/05/2025. Business Ownership; Excelsior Two, LLC; Manage rental property; Real Estate; 916 Sandtree Dr, , Palm Beach Gardens, FL, 33403; Not Investment-Related; 09/01/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Kiwanis Club of Riviera Beach; Board member; Virtual, No physical address, Palm Beach Gardens, FL, 33418; Not Investment-Related; 10/02/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; The Palm Beach Toastmasters; Networking; Po Box 2363, , Palm Beach,, FL, 33480; Not Investment-Related; 10/04/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-04 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-03 |
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