Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-31
FL RA APPROVED 2019-05-20
  • TX RA
    APPROVED_RES
    Since 2022-05-31
  • FL RA
    APPROVED
    Since 2019-05-20

Branch Locations

3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States

Palm Bch Gdns, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calc Tech Support Services Inc. Palm Beach Gardens FL 08/2007 05/2019
Wells Fargo Securities, Llc (19616) Morristown NJ 05/2009 05/2019
Wells Fargo Advisors Llc Palm Beach Gardens FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Palm Beach Gardens FL 11/2016 05/2019
Ameriprise Financial Services, Inc Palm Beach Gardens FL 05/2019 03/2020
Ameriprise Financial Services, Llc Palm Beach Gardens FL 03/2020 Present
  • 08/2007 → 05/2019
    Calc Tech Support Services Inc.
    Palm Beach Gardens, FL
  • 05/2009 → 05/2019
    Wells Fargo Securities, Llc (19616)
    Morristown, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Palm Beach Gardens, FL
  • 11/2016 → 05/2019
    Palm Beach Gardens, FL
  • 05/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Palm Beach Gardens, FL
  • 03/2020 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 916 Sandtree Dr, , Palm Beach Gardens, FL, 33403; Not Investment-Related; 05/05/2025. Business Ownership; Excelsior Two, LLC; Manage rental property; Real Estate; 916 Sandtree Dr, , Palm Beach Gardens, FL, 33403; Not Investment-Related; 09/01/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Kiwanis Club of Riviera Beach; Board member; Virtual, No physical address, Palm Beach Gardens, FL, 33418; Not Investment-Related; 10/02/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; The Palm Beach Toastmasters; Networking; Po Box 2363, , Palm Beach,, FL, 33480; Not Investment-Related; 10/04/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-04
S65 Uniform Investment Adviser Law Examination 1997-12-29
S63 Uniform Securities Agent State Law Examination 1997-12-03
  • S66 Uniform Combined State Law Examination
    2007-08-04
  • S65 Uniform Investment Adviser Law Examination
    1997-12-29
  • S63 Uniform Securities Agent State Law Examination
    1997-12-03

View on SEC IAPD

More in Palm Beach Gardens, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor