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David Randolph Allen

Fb Advisory Services, LLC

Livingston, TX

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Current Employers
Fb Advisory Services, Llc

Livingston, TX • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-04-03
TX RA APPROVED 2017-03-10
  • LA RA
    APPROVED
    Since 2017-04-03
  • TX RA
    APPROVED
    Since 2017-03-10

Branch Locations

Livingston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fb Advisory Services, Llc Tyler TX 06/2010 Present
Previous Registrations
  • 2010-06-23 → 2016-12-31
    Fb Advisory Services, Llc
    Tyler, TX
  • 2002-07-30 → 2010-06-01
    Tcg Advisors, Lp
    Austin, TX
  • 2002-05-24 → 2004-06-11
    Qa3 Financial Llc
    Austin, TX
  • 2002-06-10 → 2002-06-10
    Tcg Advisors, Lp
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-10
S63 Uniform Securities Agent State Law Examination 1997-11-15
  • S65 Uniform Investment Adviser Law Examination
    2002-01-10
  • S63 Uniform Securities Agent State Law Examination
    1997-11-15

View on SEC IAPD

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