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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-15 |
| NY | RA | APPROVED | 2026-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Albany | NY | 06/2016 | 11/2021 |
| Ey | Hoboken | NJ | 01/2021 | 09/2022 |
| Wells Fargo Advisors | Albany | NY | 09/2022 | 02/2026 |
| Peter Striano | Boca Raton | FL | 02/2026 | 03/2026 |
| Notary Public | Albany | NY | 10/2011 | Present |
| Hearthstone Management Llc | Albany | NY | 08/2020 | Present |
| Alliance For Positive Health | Albany | NY | 06/2025 | Present |
| Peter Striano | Boca Raton | FL | 03/2026 | Present |
| Northwestern Mutual Investment Services Llc | Boca Raton | FL | 03/2026 | Present |
1. Hearthstone Management LLC, Investment-related, 40 Buckingham Drive, Albany, NY, USA, 12208, 51% Owner, Start Date: 08/19/2020, 20 hrs per week, 0 trading hrs per week, Rental property management, Duties: Rental property management apartment rentals recording keeping . 2. Notary Public, Not Investment-related, Albany, NY, USA, 12202, Notarize documents, Start Date: 01/01/2020, 10 hrs per week, 0 trading hrs per week, Notary, Duties: Notarize docs. 3. Notary Public, Not Investment-related, Albany, NY, USA, Notary Public, Start Date: 10/01/2011, 0 hrs per week, 0 trading hrs per week, Notary Public, Duties: Notary Public. 4. Hearthstone Management LLC, Investment-related, 40 Buckingham Drive, Albany, NY, USA, 12208, 51% Owner, Start Date: 08/01/2020, 1 hrs per week, 0 trading hrs per week, Rental property management, Duties: Rental property management apartment rentals recording keeping. 5. Alliance for Positive Health, Investment-related, Albany, NY, USA, 12206, Board Member and Treasurer, Start Date: 06/01/2025, 0 hrs per week, 0 trading hrs per week, Non profit, Duties: Attend board meetings and chair the finance committee. 6. Alliance for Positive Health, Investment-related, Albany, NY, USA, 12206, Board Member and Treasurer, Start Date: 06/23/2025, 0 hrs per week, 0 trading hrs per week, Non profit, Duties: Attend board meetings and chair the finance committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-16 |
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