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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-11 |
| CT | RA | APPROVED | 2024-08-05 |
| AR | RA | APPROVED | 2022-08-08 |
| CO | RA | APPROVED | 2016-06-22 |
| TX | RA | APPROVED | 2016-06-22 |
Branch Locations
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Fort Myers, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Broomfield | CO | 10/2014 | Present |
| Western Wealth Management Llc | Broomfield | CO | 10/2014 | Present |
| D. Frank & Associates | Broomfield | CO | 10/2014 | Present |
| Western Wealth Management Llc | Broomfield | CO | 06/2016 | Present |
1. 10/31/2014 - D. FRANK AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ BROOMFIELD, CO 2. 11/10/2014 - WESTERN WEALTH MANAGEMENT, LLC - REGISTERED INVESTMENT ADVISOR DBA - D. FRANK & ASSOCIATES - BROOMFIELD, CO 3. 11/10/2014 - WESTERN WEALTH MANAGEMENT, LLC - REGISTERED INVESTMENT ADVISOR HYBRID - BROOMFIELD, CO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-02 |
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