Michael Neill Walker

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-01-04

FL RA
APPROVED

Since 2022-01-04

Branch Locations

Lakeland, FL • United States

1401 South Florida Avenue, Lakeland, FL 33803 • United States

7380 Murrell Road, Suite 100, Viera, FL 32940 • United States

250 Avenue K Sw, Suite 106, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allen & Company Of Florida, Inc.	Lakeland	FL	08/1999	Present
Lpl Financial, Llc	Lakeland	FL	08/2019	Present

08/1999 → Present

Allen & Company Of Florida, Inc.

Lakeland, FL
08/2019 → Present

Lpl Financial, Llc

Lakeland, FL

Previous Registrations

2006-08-22 → 2022-03-01

Allen & Company Of Florida, Llc

Lakeland, FL

Lakeland, FL

Lakeland, FL

Lakeland, FL

Other Businesses

1. 03/16/22 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/17/2019 - 0 Hours Per Month / 0 Hours During Securities Trading. 2. 03/16/22 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/17/2019 - 0 Hours Per Month / 0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-10-21
S63	Uniform Securities Agent State Law Examination	1997-12-04

S65 Uniform Investment Adviser Law Examination

2003-10-21
S63 Uniform Securities Agent State Law Examination

1997-12-04

View on SEC IAPD