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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-15
LA RA APPROVED 2016-11-07
  • TX RA
    APPROVED_RES
    Since 2016-11-15
  • LA RA
    APPROVED
    Since 2016-11-07

Branch Locations

639 Loyola Ave, Suite 2100, New Orleans, LA 70113 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. New Orleans LA 04/2009 10/2016
Jpmorgan Chase Bank New Orleans LA 06/1994 10/2016
Lpl Financial, Llc New Orleans LA 10/2016 Present
Newedge Advisors, Llc (Gwm Advisors, Llc) New Orleans LA 10/2016 Present
  • 04/2009 → 10/2016
    J.P. Morgan Securities Inc.
    New Orleans, LA
  • 06/1994 → 10/2016
    Jpmorgan Chase Bank
    New Orleans, LA
  • 10/2016 → Present
    Lpl Financial, Llc
    New Orleans, LA
  • 10/2016 → Present
    Newedge Advisors, Llc (Gwm Advisors, Llc)
    New Orleans, LA
Other Businesses

(1) 10/27/2016: Gulf Point Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 639 Loyola Ave., Suite 2100, New Orleans, LA 70113 - Start 10/03/2016 - 20 Hr/Mo; 1 Hour(s) During Securities Trading; 10% Time Spent (2) 10/28/2016: GWM Advisors LLC - Registered Investment Advisor DBA - DBA: (Hybrid) Gulf Point Advisors - Investment Related - 639 Loyola Ave., Suite 2100, New Orleans, LA 70113 - Start 10/03/2016 - 140 Hr/Mo; 7 Hour(s) During Securities Trading; 85% Time Spent - I provide investment advisory services through GWM Advisors LLC, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 8/17/2017: Bellingrath Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2017 - 2 Hours Per Month During Securities Trading - Fixed insurance. (4) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 2/3/2015 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 85% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-08-31
  • S63 Uniform Securities Agent State Law Examination
    2009-08-31

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