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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-15 |
| LA | RA | APPROVED | 2016-11-07 |
Branch Locations
639 Loyola Ave, Suite 2100, New Orleans, LA 70113 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | New Orleans | LA | 04/2009 | 10/2016 |
| Jpmorgan Chase Bank | New Orleans | LA | 06/1994 | 10/2016 |
| Lpl Financial, Llc | New Orleans | LA | 10/2016 | Present |
| Newedge Advisors, Llc (Gwm Advisors, Llc) | New Orleans | LA | 10/2016 | Present |
(1) 10/27/2016: Gulf Point Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 639 Loyola Ave., Suite 2100, New Orleans, LA 70113 - Start 10/03/2016 - 20 Hr/Mo; 1 Hour(s) During Securities Trading; 10% Time Spent (2) 10/28/2016: GWM Advisors LLC - Registered Investment Advisor DBA - DBA: (Hybrid) Gulf Point Advisors - Investment Related - 639 Loyola Ave., Suite 2100, New Orleans, LA 70113 - Start 10/03/2016 - 140 Hr/Mo; 7 Hour(s) During Securities Trading; 85% Time Spent - I provide investment advisory services through GWM Advisors LLC, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 8/17/2017: Bellingrath Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2017 - 2 Hours Per Month During Securities Trading - Fixed insurance. (4) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 2/3/2015 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 85% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-08-31 |
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