Best Investors Account Sign in

Sophia Shiao-Ta Sun

Charles Schwab & Co., Inc.

Chicago, IL

San Francisco, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-10-06
  • CA RA
    APPROVED
    Since 2011-10-06

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 03/2009 Present
Charles Schwab Bank, Ssb San Francisco CA 05/2019 07/2022
Charles Schwab Premier Bank San Francisco CA 11/2020 07/2022
Charles Schwab Trust Bank San Francisco CA 11/2020 07/2022
  • 03/2009 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 05/2019 → 07/2022
    Charles Schwab Bank, Ssb
    San Francisco, CA
  • 11/2020 → 07/2022
    Charles Schwab Premier Bank
    San Francisco, CA
  • 11/2020 → 07/2022
    Charles Schwab Trust Bank
    San Francisco, CA
Other Businesses

1) Property Rental | Investment Related:No|167 -169 Cook Street|San Francisco|CA|94118|USA|Real Estate (Non-Agent/Broker)|Manager|12/4/2013|Less than 20|0|Supporting spouse in managing rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-05
  • S66 Uniform Combined State Law Examination
    2011-10-05
Other Names
  • Sophia Sun
  • Sophia Shiao Ta Sun
  • Shiao Sun

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor