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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-15 |
| CT | RA | APPROVED | 2022-08-29 |
| NY | RA | APPROVED | 2022-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Melville | NY | 08/2015 | 05/2019 |
| Janney Montgomery Scott Llc | Melville | NY | 05/2019 | 03/2020 |
| Morgan Stanley | Jericho | NY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-04 |
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