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David Thomas Bass

Decision Tree Advisor

Houston, TX

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Current Employers
Decision Tree Advisor

Houston, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-11
  • TX RA
    APPROVED
    Since 2022-08-11

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Atlanta GA 06/1999 10/2019
Edwards Jones St Louis MO 03/2021 05/2021
Unemployed Atlanta GA 11/2019 02/2021
Decision Tree Advisor Houston TX 06/2022 Present
Unemployed Houston TX 05/2021 06/2022
  • 06/1999 → 10/2019
    Invesco
    Atlanta, GA
  • 03/2021 → 05/2021
    Edwards Jones
    St Louis, MO
  • 11/2019 → 02/2021
    Unemployed
    Atlanta, GA
  • 06/2022 → Present
    Decision Tree Advisor
    Houston, TX
  • 05/2021 → 06/2022
    Unemployed
    Houston, TX
Previous Registrations
  • 2021-03-22 → 2021-05-06
    Edward Jones
    Dallas, TX
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-02
  • S66 Uniform Combined State Law Examination
    2019-12-02
Designations

View on SEC IAPD

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