Tony Hintung Law

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 11/2024
  Pruco Securities, Llc.
  New York, NY
• 10/1998 → Present
  Prudential Insurance Company Of America
  New York, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  New York, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  New York, NY
  New York, NY
  Melville, NY
  New York, NY
  New York, NY
  New York, NY
  Forest Hills, NY
  New York, NY

Other Businesses

1) 10/16/2024-Wealthship Group LLC- Non-Variable Insurance- To prospect, market, sell, and maintain client and broker relationships as it relates to Health Insurance needs and Non-variable Group Benefits Solutions.- INV Related- At New York, NY- Start date 03/15/2021- 10 HRS MTH- 2 HRS During Trading 2) 09/23/2024- Numbers9 Financial LLC- Business Entity For Tax/Investment Purposes Only-Business entity for bookkeeping purposes and for employing Associate Producer.- INV Related- At New York, NY- Start date 03/07/2022- 10 HRS MTH- 0 HRS During Trading 3) 09/23/2024- Compass Fellowship Church- Non-Profit Board Member- Help plan church activities including outreach and ministry to members. Participate in senior discussions of church direction and strategy including financing and budget decisions.- INV Related- At New York, NY- Start date 01/01/2016- 10 HRS MTH- 0 HRS During Trading 4) 12/16/2025-Nom Hoy & Sun Tuck Association Inc-Board Member-Non-Profit Board Member-Not Inv Related-At New York, NY-Start date 12/21/2025-4hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-16
• S63 Uniform Securities Agent State Law Examination
  1997-11-17

Other Names

• Tony Hintung Law