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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Securities, Inc | Minneapolis | MN | 11/2005 | 02/2018 |
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 04/2018 | 06/2019 |
| Pruco Securities, Llc. | St Louis Park | MN | 07/2019 | 11/2024 |
| Prudential Insurance Company Of America | St. Louis Park | MN | 07/2019 | Present |
| Lpl Enterprise, Llc | St. Louis Park | MN | 11/2024 | Present |
1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-14 |
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