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Brian Keith Schuman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2007-09-27
TX RA APPROVED 2007-09-27
  • IN RA
    APPROVED
    Since 2007-09-27
  • TX RA
    APPROVED
    Since 2007-09-27

Branch Locations

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Indianapolis IN 09/2007 Present
Bank Of America, Na Indianapolis IN 12/2009 Present
  • 09/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Indianapolis, IN
  • 12/2009 → Present
    Bank Of America, Na
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-08
S63 Uniform Securities Agent State Law Examination 1997-11-21
  • S65 Uniform Investment Adviser Law Examination
    1998-01-08
  • S63 Uniform Securities Agent State Law Examination
    1997-11-21

View on SEC IAPD

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