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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-15
NJ RA APPROVED 2024-10-29
  • TX RA
    APPROVED
    Since 2025-07-15
  • NJ RA
    APPROVED
    Since 2024-10-29

Branch Locations

4000 Route 66 Suite 123B, Tinton Falls, NJ 07753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 09/2003 07/2018
Securian Financial Services Inc. St. Paul MN 09/2003 07/2018
Mid-Atlantic Resources Group Wall NJ 09/2003 07/2018
Mid Atlantic Benefit Strategies Wall NJ 09/2003 07/2018
Woodbury Financial Services Inc Neptune NJ 07/2018 01/2024
Osaic Wealth, Inc. Tinton Falls NJ 01/2024 10/2024
Kestra Investment Services, Llc Tinton Falls NJ 10/2024 Present
Kestra Advisory Services, Llc Tinton Falls NJ 10/2024 Present
  • 09/2003 → 07/2018
    Minnesota Life
    St. Paul, MN
  • 09/2003 → 07/2018
    Securian Financial Services Inc.
    St. Paul, MN
  • 09/2003 → 07/2018
    Mid-Atlantic Resources Group
    Wall, NJ
  • 09/2003 → 07/2018
    Mid Atlantic Benefit Strategies
    Wall, NJ
  • 07/2018 → 01/2024
    Woodbury Financial Services Inc
    Neptune, NJ
  • 01/2024 → 10/2024
    Tinton Falls, NJ
  • 10/2024 → Present
    Kestra Investment Services, Llc
    Tinton Falls, NJ
  • 10/2024 → Present
    Tinton Falls, NJ
Previous Registrations
  • 2024-01-19 → 2024-11-04
    Tinton Falls, NJ
  • 2018-07-19 → 2024-01-19
    Woodbury Financial Services, Inc.
    Neptune, NJ
    Wexford, PA
    Tinton Falls, NJ
  • 2003-11-04 → 2018-08-08
    Securian Financial Services, Inc.
    Neptune, NJ
    Wall, NJ
Other Businesses

Name: OBSIDIAN WEALTH ADVISORS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/30/2024 ADDRESS: 4000 Route 66, Suite 123B, Tinton Falls NJ 07753, United States DESCRIPTION: Financial planning and portfolio management for clients. NAME: OBSIDIAN WEALTH ADVISORS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 10/30/2024 ADDRESS: 4000 Route 66, Suite 123B, Tinton Falls NJ 07753, United States DESCRIPTION: Financial planning and portfolio management for clients. NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/29/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-04-27
S65 Uniform Investment Adviser Law Examination 2003-10-20
  • S63 Uniform Securities Agent State Law Examination
    2004-04-27
  • S65 Uniform Investment Adviser Law Examination
    2003-10-20
Designations

View on SEC IAPD

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