Giovanni A Galbiati

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-06-07

MA RA
APPROVED

Since 2023-06-07

Branch Locations

Peabody, MA • United States

373 Boylston Street, Newton, MA 02459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Peabody	MA	08/2011	06/2023
Raymond James Financial Services, Inc.	Newton	MA	06/2023	Present
Raymond James Financial Services Advisors, Inc.	Newton	MA	06/2023	Present
Rg Wealth Management Group	Newton	MD	06/2023	Present

08/2011 → 06/2023

Ubs Financial Services Inc.

Peabody, MA
06/2023 → Present

Raymond James Financial Services, Inc.

Newton, MA
06/2023 → Present

Raymond James Financial Services Advisors, Inc.

Newton, MA
06/2023 → Present

Rg Wealth Management Group

Newton, MD

Previous Registrations

2011-08-29 → 2023-06-12

Ubs Financial Services Inc.

Peabody, MA
2009-01-02 → 2011-08-30

Raymond James Financial Services Advisors, Inc

Wakefield, MA
2007-10-23 → 2009-01-02

Raymond James Financial Services, Inc.

Wakefield, MA
2007-04-09 → 2007-05-07

Morgan Stanley & Co. Llc

Middleton, MA

Other Businesses

(1)Name of Business: Northfields United Soccer Club Address: 33 Bartholomew Ter, peabody, MA, 01960, United States Activity Type: Business Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help run the Soccer Organization. Hold Tryouts. Form Teams. I coach one of the teams (2)Name of Business: RG Wealth Management Group Address: 373 Boylston St, Newton, MA, 02459-2844, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Ray Forster and I own this LLC as we use to run our practice. We do not hold it out publicly. We pay our bills and w-2 payroll ourselves

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-05
S63	Uniform Securities Agent State Law Examination	1997-11-25

S65 Uniform Investment Adviser Law Examination

2007-04-05
S63 Uniform Securities Agent State Law Examination

1997-11-25

View on SEC IAPD