W Michael Macfarlane

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1979 → 01/2019
  M.F. Mac Farlane, Inc.
  Victoria, TX
• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Victoria, TX
• 11/2016 → 01/2019
  Wells Fargo Clearing Services, Llc
  Victoria, TX
• 01/2019 → Present
  Raymond James & Associates
  Victoria, TX

Previous Registrations

• 2008-01-01 → 2019-01-25
  Wells Fargo Clearing Services, Llc
  Victoria, TX
• 2002-09-18 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Victoria, TX
  Victoria, TX

Other Businesses

(1)Name of Business: Address: 207 Cherokee, Victoria, TX, 77901, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 11/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner/Landlord (2)Name of Business: Lucky Dog Aviation LLC Address: 212 Wildrose, Victoria, TX, 77904, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/20/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager, member (3)Name of Business: M.F. MacFarlane Inc. Address: 212 Wildrose, Victoria, TX, 77904, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/1990 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 100% Owner. Investment related. Invest its own funds for income and growth. President (4)Name of Business: Mike and Vicky MacFarlane Family Limited Partnership Address: 2106 Southern Oaks Dr., Austin, TX, 78745, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/10/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None, raw land held with my brother.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-17
• S63 Uniform Securities Agent State Law Examination
  2001-10-04

Other Names

• W Michael Mac Farlane
• William Michael Mac Farlane