Andrew Armour Bassock

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-12-10
CT	RA	APPROVED	2000-04-03

TX RA
APPROVED_RES

Since 2008-12-10
CT RA
APPROVED

Since 2000-04-03

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

West Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Hartford	CT	09/1999	Present

09/1999 → Present

Ubs Financial Services Inc.

Hartford, CT

Other Businesses

UNIVERSITY OF PENNSYLVANIA ALUMNI CLUB / 27 LEXINGTON ROAD, WEST HARTFORD, CT 06119 / ALUMNI EVENTS / IT IS AN ALUMNI CLUB FOR PENN GRAUATES IN THE HARTFORD AREA / PRESIDENT / HAVE MEETINGS, ORGANIZE EVENTS / START DATE 12/07/2004. The B.K Family 2020 Irrevocable Trust, Co-Trustee of my uncle's (S.B.) trust with my cousin J.B. Jeffrey is S.B.K son, Act as a trustee for distributions once my uncle passes away. Account will remain unfunded until he passes away, start date-11/1/2021.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-01-06
S65	Uniform Investment Adviser Law Examination	1999-12-30

S63 Uniform Securities Agent State Law Examination

2000-01-06
S65 Uniform Investment Adviser Law Examination

1999-12-30

Other Names

Andrew Basock

View on SEC IAPD