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Ames Financial Solutions, LLC CRD 172728
$6.51M regulatory AUM 10 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Ocoee, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-17 |
| TX | RA | APPROVED | 2025-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ames Financial Education & Consulting Llc | Ocoee | FL | 09/2013 | 06/2017 |
| Ames Financial Solutions, Llc | Ocoee | FL | 06/2017 | Present |
RS Smith Consulting Provides financial education, business consulting, and coaching services to individuals and small businesses. No investment advisory services are provided through this entity. Activity is separate from AMES Financial Solutions. Individual is licensed to offer fixed insurance products, including life and annuity products, through an unaffiliated insurance agency. Activity is separate from advisory services. Clients are under no obligation to purchase insurance products. Commissions may be received when insurance products are implemented.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-27 |
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