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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2012-05-14 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
3050 Roadrunner Parkway Suite B, Las Cruces, NM 88011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | El Paso | TX | 07/1996 | Present |
| Morgan Stanley Smith Barney | El Paso | TX | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-15 |
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