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Kevin Thorpe

Wells Fargo Clearing Services, LLC

Castle Rock, CO

Greenwood Village, CO

CRD 2957688

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-22
CO RA APPROVED 2022-12-15
  • TX RA
    APPROVED
    Since 2024-10-22
  • CO RA
    APPROVED
    Since 2022-12-15

Branch Locations

445 S Perry St, Castle Rock, CO 80104 • United States

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Lone Tree CO 07/2016 12/2022
Charles Schwab & Co., Inc. Lone Tree CO 07/2016 12/2022
Wells Fargo Clearing Services, Llc Greenwood Village CO 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-05
  • S66 Uniform Combined State Law Examination
    2006-04-05
Other Names
  • Kevin Arthur Thorpe

View on SEC IAPD

Nearby Firms

JACKSON WEALTH MANAGEMENT, LLC
JACKSON CREEK INVESTMENT ADVISORS LLC
CIM

Nearby Investors

STEFAN JACKSON
BRIAN THOMAS HARVEY
CHRISTOPHER SEAN MCQUILLAN

Nearby Offices

JACKSON WEALTH MANAGEMENT, LLC · CASTLE ROCK, CO
JACKSON CREEK INVESTMENT ADVISORS LLC · CASTLE ROCK, CO
CIM · CASTLE ROCK, CO

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