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Kevin Thorpe

Wells Fargo Clearing Services, LLC

Castle Rock, CO

Greenwood Village, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-22
CO RA APPROVED 2022-12-15
  • TX RA
    APPROVED
    Since 2024-10-22
  • CO RA
    APPROVED
    Since 2022-12-15

Branch Locations

445 S Perry St, Castle Rock, CO 80104 • United States

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Lone Tree CO 07/2016 12/2022
Charles Schwab & Co., Inc. Lone Tree CO 07/2016 12/2022
Wells Fargo Clearing Services, Llc Greenwood Village CO 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-05
  • S66 Uniform Combined State Law Examination
    2006-04-05
Other Names
  • Kevin Arthur Thorpe

View on SEC IAPD

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Other Offices

JACKSON WEALTH MANAGEMENT, LLC · CASTLE ROCK, CO
JACKSON CREEK INVESTMENT ADVISORS LLC · CASTLE ROCK, CO
CIM · CASTLE ROCK, CO
FUTURE CAPITAL MANAGEMENT INC. · CASTLE ROCK, CO
BRAND ASSET MANAGEMENT GROUP, INC. · Castle Rock, CO
FIDELIS WEALTH ADVISORS · CASTLE ROCK, CO
EDWARD JONES · CASTLE ROCK, CO
PFS INVESTMENTS INC. · CASTLE ROCK, CO

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