Joshua David Winston

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 03/2017
  Metlife Securities Inc
  Falls Church, VA
• 03/2017 → 06/2023
  Mml Investors Services, Llc
  Vienna, VA
• 07/2016 → 06/2023
  Massmutual Life Insurance Company
  Vienna, VA
• 06/2023 → Present
  Lpl Financial
  Mclean, VA

Previous Registrations

• 2017-03-25 → 2023-06-08
  Mml Investors Services, Llc
  Falls Church, VA
  Mclean, VA
• 2015-07-24 → 2017-03-25
  Msi Financial Services, Inc.
  Falls Church, VA
• 2013-08-08 → 2015-08-20
  Morgan Stanley
  Washington, DC
  Reston, VA
• 2006-12-06 → 2013-08-05
  Charles Schwab & Co., Inc.
  Tysons Corner, VA
• 2002-09-11 → 2003-03-14
  Charles Schwab & Co., Inc.
  Orlando, FL

Other Businesses

1) 6/1/2023- Advisorlink- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) - start date 6/7/2023- 160hrs/mth 2) 06/13/2023 - The Financial Planning Group by AdvisorLink - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/07/2023 - 0 Hours Per Month/ 0 Hours During Securities Trading 3) 06/15/2023 - MassMutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/08/2023 - 40 Hours Per Month/ 40 Hours During Securities Trading 4) 10/11/2023 - Congregation Beth Emeth - Outside/W-2 Employment - Teacher - Not Investment Related - Herndon, VA - Start Date 10/04/2023 - 8 Hours Per Month/ 1 Hour During Securities Trading 5) 06/02/2026 - Summit Ridge Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/28/2026 - 80 hours per month/ during trading 6) 06/09/2026 - Highcrest Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Mc Lean, VA - Start Date 05/29/2026 - 80 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-12-01
• S63 Uniform Securities Agent State Law Examination
  1998-03-31

Other Names

• Josh Winston