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Valerie A Boggs

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 10/2009 Present
Previous Registrations
  • 2006-01-30 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Antonio, TX
  • 2001-06-28 → 2006-01-30
    Morgan Stanley Dw Inc.
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-22
S63 Uniform Securities Agent State Law Examination 2001-06-27
  • S65 Uniform Investment Adviser Law Examination
    2006-11-22
  • S63 Uniform Securities Agent State Law Examination
    2001-06-27
Other Names
  • Valerie Ann Perez
  • Valerie Ann Perez
  • Valerie Ann Shaw
  • Valerie A Perez
  • Valerie Ann Perez

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX
ULRICH INVESTMENT CONSULTANTS · San Antonio, TX

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