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Christopher Feldman

Ubs Financial Services Inc.

Birmingham, MI

Birmingham, MI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-24
MI RA APPROVED 2010-09-17
  • TX RA
    APPROVED_RES
    Since 2025-02-24
  • MI RA
    APPROVED
    Since 2010-09-17

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Birmingham, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Birmingham MI 01/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-01-30
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2006-10-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Birmingham, MI
    Birmingham, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1999-12-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1999-12-04
Other Names
  • Chris Michael Feldman

View on SEC IAPD

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