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Jay Erik Walesch

Neuberger Berman Bd LLC

Atlanta, GA

Cumming, GA

CRD 2957457

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-30
GA RA APPROVED 2006-10-24
FL RA APPROVED 2005-02-25
NJ RA APPROVED 2005-02-24
  • NY RA
    APPROVED
    Since 2021-03-30
  • GA RA
    APPROVED
    Since 2006-10-24
  • FL RA
    APPROVED
    Since 2005-02-25
  • NJ RA
    APPROVED
    Since 2005-02-24

Branch Locations

3414 Peachtree Road N.E. Suite 225, Atlanta, GA 30326 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc Atlanta GA 10/2006 Present
  • 10/2006 → Present
    Neuberger Berman, Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-02
  • S63 Uniform Securities Agent State Law Examination
    1998-03-02
Other Names
  • Jay Erik Banks

View on SEC IAPD

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