Robert Joseph Steele

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers

Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-05-09

NC RA
APPROVED

Since 2023-05-09

Branch Locations

Troutman, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bb&T Investment Services, Inc.	Charlotte	NC	03/2000	01/2018
Bb&T Securities, Llc	Charlotte	NC	01/2018	02/2021
Truist Investment Services, Inc.	Charlotte	NC	02/2021	Present
Truist Advisory Services,Inc.	Charlotte	NC	05/2023	Present

03/2000 → 01/2018

Bb&T Investment Services, Inc.

Charlotte, NC
01/2018 → 02/2021

Bb&T Securities, Llc

Charlotte, NC
02/2021 → Present

Truist Investment Services, Inc.

Charlotte, NC
05/2023 → Present

Truist Advisory Services,Inc.

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-03
S63	Uniform Securities Agent State Law Examination	1998-04-27

S66 Uniform Combined State Law Examination

2023-05-03
S63 Uniform Securities Agent State Law Examination

1998-04-27

View on SEC IAPD