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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-14 |
| TX | RA | APPROVED | 2026-08-14 |
Branch Locations
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
285 Riverside Ave Suite 250 [Satellite], Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fairfield | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fairfield | CT | 11/2016 | 08/2026 |
| Wells Fargo Advisors Financial Network, Llc | Westport | CT | 08/2026 | Present |
COVE INN PROPERTIES LLC, INV RELAED, ANDOVER, CT, START: 8/2010, 25% OWNER OF CONDO, 0 HOURS PER MONTH, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-28 |
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