Jeffrey Alan Silverman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-09-25
VI	RA	APPROVED	2009-04-23
TX	RA	APPROVED_RES	2009-04-17

FL RA
APPROVED

Since 2017-09-25
VI RA
APPROVED

Since 2009-04-23
TX RA
APPROVED_RES

Since 2009-04-17

Branch Locations

5143 Palm Psge Charlotte Amalie, Charlotte Amalie, VI 00802 • United States

Wellington, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Christiansted	VI	04/2009	Present
Bank Of America, N.A.	Christiansted	VI	12/2009	Present

04/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Christiansted, VI
12/2009 → Present

Bank Of America, N.A.

Christiansted, VI

Previous Registrations

1998-11-09 → 2009-04-15

Ubs Financial Services Inc.

St. Thomas, VI

Christiansted, St. Croix, VI

Other Businesses

I*30949 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WELLINGTON HOUSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: WELLINGTON, FLORIDA 33449 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER I*516097 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Boynton Beach, Florida, 33472 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 8/12/2021 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I*926272 For profit or not for profit: Entity For Profit Name of outside business organization: Plata LLC Investment related: N Address of business: wellington, Florida, 33449 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 7/31/2022 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Member, Home purchase

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-15
S63	Uniform Securities Agent State Law Examination	1997-11-17

S65 Uniform Investment Adviser Law Examination

1998-12-15
S63 Uniform Securities Agent State Law Examination

1997-11-17

View on SEC IAPD