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2200 Ross Avenue, 31St Floor, Dallas, TX 75201-2761 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-05 |
Branch Locations
2200 Ross Avenue, 31St Floor, Dallas, TX 75201-2761 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bishop Street Capital Management, Inc. | Honolulu | HI | 06/2004 | 11/2017 |
| First Hawaiian Bank | Honolulu | HI | 06/2004 | 11/2017 |
| North Capital Private Securities Corporation | Honolulu | HI | 12/2017 | 03/2019 |
| Hcm Holdings, Llc | Honolulu | HI | 04/2019 | 10/2019 |
| Barrow, Hanley, Mewhinney & Strauss, Llc | Honolulu | HI | 11/2019 | Present |
| Foreside Financial Services, Llc | Honolulu | HI | 05/2022 | 02/2025 |
| Perpetual Americas Funds Distributors, Llc | Honolulu | HI | 02/2025 | Present |
1) Barrow, Hanley, Mewhinney & Strauss, LLC; Dallas, TX; Investment Related - Yes; Started 11/2019; Investment Advisor; Director; Institutional sales and business development in the Western U.S.; 200 hours per month with 0 hours during securities trading hours. 2) Island Insurance Company, Ltd.; Honolulu, HI; Investment Related - Yes; Started 11/01/2019; Property Casualty Insurance Company; Director; Attend quarterly board meetings and investment committee meetings; 12 hours per month with 0 hours during securities trading hours. 3) Palo Alto Condominium; Non-Investment related; Honolulu, HI; Real Estate Rental; Joint Owner; Start Date 1/27/2023; 4 Hrs Per Month, 0 During Trading Hrs; Rent paid monthly by the Tenant. Property is currently self-managed by owners. 4) University of Hawaii Foundation; Investment Related; University Endowment; Honolulu, HI; Start 7/2025; Trustee and Member of Investment Committee; Attend and participate in regular meetings of the UHF Board of Trustees and quarterly meetings of the UHF investment Committee ; 8 Hrs./Mo.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-10 |
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