Gwen B Garrison

Current Employers

Employment History

• 12/2014 → 07/2020
  Investacorp Inc
  Miami, FL
• 12/2014 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Newnan, GA
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Newnan, GA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Peachtree City, GA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Peachtree City, GA

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Newnan, GA
• 2014-12-04 → 2020-07-17
  Investacorp Advisory Services Inc
  Newnan, GA
  Newnan, GA
• 2008-01-08 → 2014-12-31
  Resource Horizons Investment Advisory, Inc.
  Newnan, GA
• 2003-04-10 → 2007-12-31
  Equity Services, Inc.
  Fayetteville, GA
  Fayetteville, GA

Other Businesses

1. LIFEPLAN FINANCIAL ADVISORS, INC. POSITION: President/Insurance Agent NATURE: Fixed Insurance and Annuity Sales INVESTMENT RELATED: Yes HOURS: 2 SECURITY TRADING HOURS: 2 START DATE: 09/30/2003 ADDRESS: 1 The Meadow Drive, Newnan, GA 30265 DESCRIPTION: As part of the financial planning and advisory process, I often discover clients have a need for life insurance, disability insurance, or long term care insurance. In addition, some of the investments may need to have guarantees- involving an annuity product. 2. LIFEPLAN FINANCIAL ADVISORS, INC. (1) POSITION: President/Financial Advisor NATURE: Financial Planning/Investment Advisory work INVESTMENT RELATED: Yes HOURS: 150 SECURITY TRADING HOURS: 150 START DATE: 09/30/2003 ADDRESS:1 The Meadows Drive, Newnan, GA 30265 DESCRIPTION: Financial planning and providing managed accounts 3. GWEN GARRISON -INVESTMENT RELATED, CONDUCTED FROM WWW.LIFEPLANFIN.COM NEWNAN, GA 30265. THE NATURE OF THE OUTSIDE BUSINESS ACTIVITY (OBA) IS SOLICITOR OF LTAM'S IADVICE SYMBIL, MY POSITION IN THE ORGANIZATION IS SOLICITOR, MY ROLE AS A SOLICITOR IS RESTRICTED ONLY TO REFERRING PROSPECTIVE CLIENTS TO LTAM'S IADVICE WEBSITE AND I AM NOT INVOLVED IN MAKING AN ADVISORY RECOMMENDATIONS OR EFFECTING ANY TRANSACTIONS. IN RETURN, I AM COMPENSATED A .20% REFERRAL FEE BY LTAM THROUGH INVESTACORP. I DO NOT OFFER ANY PRODUCTS OR SERVICES IN THIS ROLE. 03/2016 WAS THE START OF THE RELATIONSHIP WITH THE OTHER BUSINESS AND 1 HOURS ARE DEVOTED TO THE OTHER BUSINESS PER WEEK AND 0 OF HOURS ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS PER MONTH. 4. SYMBIL POSITION: Solicitor NATURE: I am a Solicitor for the Symbil Robo Advisor from Ladenburg Asset Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/15/2016 ADDRESS: 640 5th Ave., 4th Floor, New York NY 10019 DESCRIPTION: If I come across a client with a small account that would be best served by Symbil, I will tell them about it and share the link for them to check it out. 5. LIFEPLAN FINANCIAL ADVISORS, INC. POSITION: Solicitor NATURE: I am a Solicitor for the $ymbil Robo Advisor from Ladenburg Asset Management. I began working with them in 2016 and the product has just been re-released this week. As Ladenburg had inactivated the $ymbil website while the product was being updated and revamped, I have done very little with it except service existing clients for the last few years. However, I intend to refresh our marketing efforts with the new URL links and actively promote this product again because it provides an important solution for clients with small accounts. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/15/2016 ADDRESS: 1 The Meadows Drive, Newnan GA 30265, United States DESCRIPTION: If I come across a client with a small account that would be best served by $ymbil, I will tell them about it and share the link for them to check it out.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-12-30

Other Names

• Gwen Hinson
• Gwen B Long
• Barbara G Bunch